The
Case for Improvisation in Music Education
An
important point regarding extemporization is that virtually everyone can do
it! Some may do it better than others, but it is by no means a specialized
behaviour demanding special talent that one has to be born with.
Shinichi Suzuki realized this and based his well-known and widely used
instrumental teaching method on the way young children learn their
mother-tongue, that is, by observation, imitation, repetition, and lastly,
intellectual understanding. It is perplexing that the Suzuki method excludes
improvisation given the obviously crucial role of extemporization in
linguistic development.
Western
music education, especially as practiced in African schools, has hitherto
placed little emphasis on improvisation. This is surprising given its
prominence in the pedagogies of Emile Jacques-Dalcroze and Carl Orff, which
are staples in most tertiary Music Education programmes. It seems that music
educators in 'training' too often only learn about these without
developing real competence in applying them in their teaching.
Real
musical empowerment
One question worthy of
serious reflection: Is the idea of music education without improvisation any
less ludicrous than the idea of language education without extemporisation?
A related question would be: Is not the ability to improvise an
ESSENTIAL component of musicianship?[2]
Or put differently: Is it possible to call someone a musician who is
not able to create or convey musical meaning spontaneously?
The
essential precondition to conscious reasoning is what the epistemologist
Michael Polanyi calls "tacit knowing". His theory can be condensed
into three key premises, i.e. that:
The
term 'intuition' is commonly applied to this faculty. Immanuel Kant claimed
that it is intuition that makes it possible for us to construct and maintain
the fundamental elements of our world - "our sense of space and time, our
sense of identity, our sense of the truth of things, our sense of beauty and
goodness" (Mishlove, 1998). Intuition has been likened to the Hindu deity
Vishnu, "the sustainer of reality".
Without the "glue" of intuition "all our sensory
perceptions and rational cognitions would fall apart like cards in the
wind" (Mishlove, 1998). Stephen
Nachmonovitch speaks of intuition as "a synaptic summation, our whole
nervous system balancing and combining multivariate complexities in a single
flash” (Nachmanovitch, 1990: 39-40).
The
Nobel laureate economist and cognitive scientist, Norman Simon, has attempted
to demystify intuition, suggesting that it is "nothing more than the
brain's capacity for subliminal computation” (Mishlove, 1998). Nachmonovitch
concedes that intuition is "like computation", but emphasizes that
what we normally conceive of as computation, such as is the main issue in
Maths, "is a lineal (sequential) process, going from A to B to C",
whereas "intuition computes concentrically. All the steps and variables
converge on the central decision-point at once, which is the present
moment."
Reasoned
knowledge proceeds from information of which we are consciously aware - only a
partial sampling of our total knowledge. Intuitive knowledge, on the other
hand, proceeds from everything we know and everything we are. It converges on
the moment from a rich plurality of directions and sources…" (Nachmanovitch,
1990: 40.)
If
we accept that intuition is the essential precondition to conscious reasoning,
then education should give priority to activity that develops it.
But can intuition be developed? Jeff Mishlove, the Director of the
Intuition Network posits that intuition is "derived from the very
structure or essence of our minds" (Mishlove, 1998) and this suggests
that it is something akin to the 'Language Acquisition Device' theorized by
Noam Chomsky.
Intuition
is something we all have and must have. Our survival depends on it.
It is like the Central Processing Unit (CPU) of your computer. All
of our cognitive software depends on it. But with humans, it cannot simply be
upgraded to a more powerful version. Yet surely it can be modified, refined,
and made more efficacious in its operations if activated and exercised on a
regular basis. The implication of
this for education should be clear. In every school day, students should be
engaged in those learning activities that most thoroughly call intuition into
play. The Maths and Science
taught in schools mostly calls upon students to utilize the software that has
been 'installed' in their brains through schooling, i.e. the formulas, rules
and methods. Intuition is necessarily involved, but it is not actively
exercised or modified.
It
is ironic that most of the great mathematical and scientific breakthroughs of
history have issued - not from reasoned knowledge - but from intuition
activated by some serendipitous event like a falling apple in the case of
According
to the Random House Dictionary of the
English Language, intuition is "direct perception … independent of
any reasoning process." In
improvisation, not only is it direct perception but also the instantaneous
conversion of perception into action. The
same is true when one is verbally extemporizing, but the demands compared to
those when improvising music are different in crucial respects. When
extemporizing, one doesn't have to make what comes out of one’s mouth work
rhythmically (unless rapping), melodically, or harmonically, or make it fit in
with what others are doing at the same moment.
All
creative acts involve a dual exchange between two cognitive processes, divergence
and convergence. In divergent
thinking, the mind must generate several solutions to a problem, for example,
how a melody should continue. In convergent thinking, possible solutions must
be evaluated and narrowed down to the best one for the given situation. In
music and dance improvisation these processes must occur virtually
simultaneously which is possible only if they occur at an intuitive,
pre-conscious level.
Experienced
jazz improvisers will say that they are at their best when the conscious mind
is playing a minimal role if any at all. They are not consciously thinking of
chords, scales, forms, patterns, or the like.
What is coming from their instruments is seemingly direct from the
source, whatever that might be. It
is not being mediated by conscious thought processes, something that only gets
in the way. In other words, there is no cogitation, only intuition.
The
kinesthetic case
Music
and dance are largely psychomotor activities and the indispensable condition
to artistry in either is what is called kinesthesia
or what Howard Gardner calls "bodily/kinesthetic intelligence".
Kinesthesia
is the feedback mechanism of the nervous system that conveys information
between the mind and the body and is fundamental to all forms of music making
and dance because it is what coordinates all the faculties we use in these
activities: hearing, seeing, feeling, knowing, and reasoning. Wherever
movement is involved "the brain must instantly covert a complex of
physical sensations (information received through the senses) into information
about bodily position, weight, force, muscle tension and movement AND this
information must instantaneously be converted into electro-chemical impulses
that prompt the muscles to respond appropriately" (Robinson, 2001: 2).
Kinesthesia is not something apart from intuition; they are really two
sides of the same coin, especially in music and/or dance improvisation.
Both are essential to so many of life's activities that it is incumbent
on education to provide adequately for their development.
Given
the need for a more Afrocentric musical arts curriculum, it is apropos to
briefly contrast the predominantly aesthetic approach of Western art
music (which informs the philosophy of ‘music education as aesthetic
education’) and the profoundly kinesthetic approach of traditional
The
experiencing of Western art music is meant to be primarily an aesthetic
affair. Any overt form of
kinesthetic response (dancing, hand clapping) is deemed antithetical to a
truly aesthetic experiencing of the music. This reflects a belief going back
to ancient
Such
detachment is anything but desirable in traditional musical practices in
Improvisation
in any of the performing arts is vital educational activity in that it
integrates intuition and kinesthesia in spontaneous creative acts.
There simply is no other form of artistic activity that manifests such
complex and efficient pre-conscious processing.
And it provides the clearest indicator of how thoroughly artistic
concepts have been assimilated as opposed to merely learned about.
The
psychosocial case
Common
to all forms of improvisation is the element of risk. Risk taking is crucial
to psychosocial development for it is only through successfully asserting
oneself in situations where the outcome is uncertain – where one has to step
outside his/her comfort zone- that self-esteem is developed. According to
Maslow’s Hierarchy of Human Needs, self-esteem is the precondition to self-actualisation.
Of course, if the risk taking is unsuccessful, this leads to a lowering
of self-esteem. But so also does the avoidance of risk taking. Educators must
challenge students in ways where the risks are small enough that there is a
high probability of success. In
improvisation, this entails an appropriate limiting of musical parameters as
will discussed further along.
In
any form of ensemble improvisation, in either music or dance, there is
additionally the need to balance individual assertiveness with collective
intentions and the implicit 'rules' as demanded by genre, style, and/or
context. The interpersonal dimension in collective improvisation is far more
complex and holistic than in other forms of group activity such as team sport
or score-based musical ensembles.
It
is the degree to which genuine empathy is demanded that makes group
improvisation so uniquely valuable from a psychosocial and/or educational
point of view. Both of the Merriam-Webster
definitions for ‘empathy’ are apropos in this regard.
the action of understanding,
being aware of, being sensitive to, and vicariously experiencing the feelings,
thoughts, and experience of another of either the past or present
·
the imaginative
projection of a subjective state into an object so that the object appears to
be infused with it …
In
improvisation, and in pre-composed music for that matter, the object referred
to in the second definition would be the music being created. But in
improvisation, there is little if any opportunity to pause for reflection or
to apply conscious reasoning to what is being created. Being so much an
intuitive affair, it follows that improvisation more directly and honestly
reveals the subjective self from which it issues.
Indeed, one’s very identity is laid bare.
As
with self-esteem, the capacity to empathise is an essential attribute of self-actualising
individuals, who, according to Maslow, no longer regard
others as gratifiers or thwarters of their own emotional needs but as persons
in their own right. They are no
longer preoccupied with what others do to or for them, or what others think or
feel about them, but have been set free to discover and actualise new
potentialities. They have greater personal autonomy, but also a stronger sense
of compassion and social responsibility, this because their outlook is less
egocentric and less distorted by anxiety, competitiveness and prejudice. They
are more aware of and in control of their impulses and subjective reactions
and therefore less intimidated by the unconventional or unknown. They seek
mystery, adventure and transcendent experiences, rather than avoid them.
The
capacity to empathise is also a precondition to moral maturity. Only when we
are capable of “going out of our own nature” can we achieve genuine
identification with moral virtue, defined not by the prescriptions,
proscriptions and the prevailing opinions of society, but by our own certainty
in the inherent validity of standards or principles as revealed in the
behaviour of those we regard as moral exemplars. According
to Lawrence Kohlberg’s stage theory of moral development, this highest level
(what he terms ‘post-conventional’) is achieved only when there is an
active understanding of social mutuality, a genuine interest in the welfare of
others, and an uncompromising belief in principles held to be unalienable and
universally valid. In Kohlberg’s view, only a small minority of adults
achieve this level, as was Maslow’s view with regard to self-actualisation.[5]
Approaches
for developing improvisational skill
For
improvisation to be employed productively in education, the crucial
requirement is an educator who is active and competent as an improviser.
Improvisational competence in the broader sense is an essential attribute of
any true educator irrespective of the ‘subject’ or learning area.
It is clearly essential in what is called heuristic teaching, where the
teacher facilitates the student’s own exploration and discovery of ways and
means to solving problems. Effectual facilitation, where the teacher
intervenes minimally but with maximum effect, demands keen divergent thinking
skills. Because the ways a
student may pursue a solution are so variable, the nature and content of the
teacher’s inputs cannot be determined ahead of time. Rather they must be
improvised according to how the student’s self-discovery proceeds.
Improvisational
consciousness is revealed in the way a skilled teacher quickly formulates an
appropriate question based on the input just given by a student, perhaps an
answer to a previous question. With
such teachers, even a ‘wrong’ answer contains the seed of a ‘right’ or
better answer. Isolating this and finding the best way of using it in
subsequent questions requires the dual exchange between cognitive divergence
and convergence discussed earlier.
The
suggestion here is that improvisational consciousness is a cognitive
inclination that is generic, implying that it can be applied variously in
different forms of creative problem solving. Children apply it spontaneously
in their play activity and even musically, but schooling seems to have the
effect of suppressing this natural inclination when it should be cultivating
it. As most educators are themselves ‘products’ of such schooling, it is
not surprising that improvisational activity features so minimally in their
programmes.
The
ability to extemporize speech fluently and articulately obviously relies on an
extensive, thoroughly internalised vocabulary, grammar, and syntax as well as
an extensive stock of stored 'information' (ideas) from which to draw.
Similarly, fluent improvisation in music and dance requires a vast repertoire
of structures so thoroughly internalized that they can be spontaneously
accessed, ordered and converted into actions. However, a young child with
limited vocabulary and ‘knowledge’ is nevertheless active in extemporising.
Indeed, it is through his/her extemporising that linguistic fluency is
developed. So it should be with improvisation in music and dance.
This
realisation accounts for the emphasis that improvisation is given in the
educational approaches[6]
of Emile Jaques-Dalcroze and Carl Off. Both are predicated on the fact that
children enter school already possessing a vast repertoire of internalised
structures that can be evoked in improvisational activity.
Moreover, barring genetic accidents or injury, human beings come into
the world “wired” for music and movement, that is to say, the neurological
connections are present at birth.
Eurhythmics
In
a typical Eurhythmics class, students move freely while the teacher (or a
student) improvises a musical accompaniment. Specific rhythmic challenges are
introduced aimed at helping students to internalise specific modes of rhythmic
organisation in music, for example, moving different parts of the body
according to different metres. In one popular Eurhythmic activity, the teacher
improvises on a short theme, say two minims and a crotchet in 5/4 time, while
the students step on the second and fourth beats of each measure.
According
to Dalcroze, improvisation should feature in every lesson in some or another
way, initially with as few parameters imposed as possible and making use of
sounds from the environment. Progressively, rhythmic and tonal parameters are
increased and the improvisations become more complex and challenging.
Dalcroze’s intention was the development of musical imagination to a level
where music and movement can be improvised as easily as one can extemporize
speech.
The
Orff Approach
Orff
concluded that the eurhythmic approach, with music drawn from the natural
rhythms of speech, movement and dance, would produce the best results if
started in early childhood. The melodic percussion instruments he had
developed for the Gunther Schule, with some modifications, proved especially
well suited for this.
The
Orff approach holds to the essential premise, which can be seen as Dalcrozian,
that feeling must precede intellection. Kinesthetically grasping a musical
concept is more important than understanding it theoretically.
It also exemplifies the most common-sensical of educational maxims,
i.e. proceed from the known to the unknown. Orff drew on the chants, rhymes
and games that were already part of the vocabulary and day to day experience
of young children, using these to help them internalize a repertoire of
rhythmic and melodic patterns which could later be recalled and applied in
their own creative efforts.
As
is clearly revealed in his compositions, Orff reversed the prevailing idea
that melody is the basis of rhythm. His conception of sonority as the result
of a layering of rhythms and his conviction that harmony should be subordinate
to the interaction of melody, rhythm and sonority are clear in his best known
work, Carmina Burana. Similar
thinking influenced the emergence of modal jazz in the early Sixties where
melodic invention was freed from the fetters of Bebop’s fast moving harmonic
sequences.
The
melodic percussion instruments Orff designed, now widely available from a
range of manufacturers, include glockenspiels, xylophones, and metallophones
in all pitch ranges. These are mostly diatonic, but because the keys/bars can
be removed and replaced with chromatic notes, many scales and modes are
possible. Also, being able to remove keys makes allows one to configure the
instrument for the greatest possible ease of playing, e.g. to create
pentatonic patterns and thereby remove any possibility of harmonic clashes.
Intriguing, complex sounding rhythmic and harmonic textures are easily arrived
at through the combination of simple ostinati, drones and what Orff called
‘borduns” (drones of open fifths).
These
so-called Orff instruments, originally based on African and Indonesian
prototypes, are by no means essential for an Orff based musical arts
education. The vast variety of traditional instruments from sub-Saharan
The
multi-metric nature of African indigenous musics is often daunting to Western
‘trained’ musicians without any significant eurhythmic dimension in their
music educations. The problem often lies less with the combining of
contrasting metres than in the locating of ‘down-beats’.
In the following example, the mbira (Nyunga Nyunga) pattern of
“Shumba Panzira” (Shona) puts the downbeat one quaver pulse behind where a
Westerner is likely to place it (to correspond with the lowest note).
Learning
to play this pattern is relatively easy and is a quick way of developing a
kinesthetic grasp of the interlocking of different downbeats that
characterises so much African indigenous music.
Shifting the placement of the downbeat is really only a matter moving
it from one thumb to another.
Interlocking
patterns based on different downbeats is obviously more challenging when it
involves two or more musicians, as in playing Amadinda xylophone music from
The
Kodály Approach
When
in a major key, ‘do’ is the key-note (tonal centre) and the vowel sounds
of the notes are meaningful in terms of each note’s ‘character’ (e.g.
stable or wanting to move) relative to ‘do’.
‘Do’ and ‘so’ with their distinctive vowel sound (‘oh’)
correspond to the tonic; ‘mi’ and ti
are both notes that ascend by semitones (‘mi’-’fa’ & ‘ti’-’do’).
Using notes other than ‘do’ as the key-note results in different
modes, each with their own character and creative possibilites.
Hand
signs can and should be applied in improvisational contexts.
For example, against a simple, ostinato-based accompaniment, one
student ‘dictates’ a spontaneously created melody to fellow students using
hand-signs representing the notes of a relevant scale or mode.
The
use of rhythm names and stem/stick notation are also associated with the Kodály
approach and offer much more practical and learner-friendly means of
developing music literacy and the capacity to internally represent what one
hears, whether externally or internally.
Concluding
remarks
The
parameters are obviously fewer with music improvised on non-pitched
instruments. In this regard,
‘drum circles’ have in recent years become the means for vast numbers of
people with little or no formal musical ‘training’ to participate and grow
as improvising artists.
Bowman,
W. D. (1982) ‘Polanyi and Instructional Method in Music’. Journal
of Aesthetic Education, Vol. 16,
pp 75-86.
Chernoff,
J. M. (1979) African Rhythm and African
Sensibility,
Enright,
D..J. and E. de Chickera (editors) (1962)
English Critical Texts.
Misholve,
J. (April 1998) ‘Intuition: A
Link Between Psi and Spirituality’. www.intuition.org/revision.htm
(electronically accessed
Nachmanovitch,
S. (1990) Free Play: Improvisation in
Life and Art.
Regelski,
T. A. Thomas Regelski’ (1998) ‘Critical Theory and Praxis:
Professionalizing Music Education’. www.nyu.edu/education/music/mayday/maydaygroup/papers/crittheoryrev.htm
(electronically
accessed
[1]
Sadly,
today's high-tech toys and video games negate much of the need for this kind
of improvisational consciousness.
[3]
In the
following discussion, the term cognition is used in its most comprehensive
sense, referring to all forms of information processing by the brain
including operations such as perception, retrieval, selecting, sorting,
ordering, transforming, analyzing, synthesizing, evaluating, and applying.
[4]
Howard
Gardner, Professor in Cognition and Education at the Harvard Graduate School
of Education, is well known for his theory of multiple intelligences
developed in his 1983 book, Frames of
Mind: The Theory of Multiple Intelligences. (
[6]
“Approaches”
is used here instead of ‘methods’ because of the latter term’s
suggestion of set routines or prescribed steps to follow as opposed to
general precepts that can be applied variously according to the particulars
of the teaching context and the competencies of the teacher.
The inherent dangers of ‘methodolatry’
are well articulated in Thomas Regelski’s 1998 article “Critical Theory
and Praxis: Professionalizing Music Education”.
[7]
A proven eurhythmic method of mastering this interlocking of Amadinda
parts is presented in a lesson plan by Stephen Anderson, “Learning
Interlocking & Rhythmic Perception Skills through Amadinda Xylophone
Music”, in the April 2001 issue of The
Talking Drum (No. 15).